CPA Exam Lab
All patterns
Advanced entity taxation

The Distribution and Liquidation Plan

Character follows the exit path: 351 boot caps formation gain, E&P orders a distribution, and the redemption tests decide sale versus dividend.

How the exam words it

The playbook

  1. 1On a section 351 formation, recognize gain equal to the lesser of boot received or realized gain, never the full realized gain, when transferors hold 80 percent control.
  2. 2Order a C corporation distribution as a dividend to combined E&P, then a tax-free return of capital to basis, then capital gain.
  3. 3Test a redemption for sale treatment: substantially disproportionate needs under 50 percent voting and under 80 percent of the prior percentage, both prongs, with section 318 attribution.
  4. 4Make a parent-subsidiary liquidation tax-free under sections 332 and 337 only when the parent owns at least 80 percent, with carryover basis.

The trap

Recognizing the full realized gain on a 351 formation, or calling a redemption a sale when only one disproportionate prong is met. Gain is capped at boot, and both prongs must be satisfied.

How the exam varies it

The same pattern, re-skinned along these axes:

Section 351 boot gain versus full realized gainE&P ordering of a distribution into dividend, return of capital, and gainRedemption sale-versus-dividend tests versus 332 parent-subsidiary liquidation

Drill this pattern

8 questions of The Distribution and Liquidation Plan from across the AUD topics. Clear it by getting 5 right with a streak of 3.

Shows up in 2 TCP topics